DC Advisors and Platforms

Through its Defined Contribution Investment‑Only (DCIO) group, we maintain selling and service agreements with more than 70 leading third‑party retirement platforms, including retirement plan recordkeepers, clearing and trading platforms, and administrators.

There are more than 25 equity and fixed income mutual funds across all asset classes, as well as collective trusts, available to retirement plan sponsors and participants. Qualified retirement plans that offer Nomura mutual funds may qualify for Class R6, Class A, Institutional Class, or Class R shares at net asset value (NAV).

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Client types

Investment‑Only Group is a sales and service team that works with financial intermediaries including:

  • Clearing platforms
  • Certain DC-focused broker/dealers
  • Retirement recordkeepers
  • Third-party administrators
  • Custodians
  • Clearing trading
  • Bank trust
  • Variable annuities
  • Trust companies
  • Insurance products

Investment vehicles

We manage mutual funds across a variety of share classes, variable insurance products, and collective investment funds. Our investment solutions are offered through a variety of intermediaries.

  • Mutual funds
    View a full list of our mutual funds.
  • Collective investment funds
    SEI Trust Company and Nomura offer several collective trust funds designed to help meet the investment needs of our defined contribution clients. Please click here for more information.

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