Nomura Asset Management U.K. Limited is authorised and regulated by the Financial Conduct Authority and provides services to Professional Clients and Eligible Counterparties only. Regulatory documents, including KIIDs and prospectuses, are publicly available, including to retail investors.
| Name and Address of the Company/ Name und Anschrift der Gesellschaft: | Nomura Asset Management Europe KVG mbH Große Gallusstraße 14 60315 Frankfurt am Main |
| Phone / Telefon: | +49 (0)69 15 30 93 020 |
| Email: | info@nomura-asset.eu |
| Managing Directors / Geschäftsführer: | Magnus Fielko (Speaker) Dr. Recai Günesdogdu Douglas Stewart |
| Chairman of the Supervisory Board / Aufsichtsratsvorsitzende: | Mari Shono |
| Commercial Register / Registereintrag: | Handelsregister des Amtsgerichts Frankfurt am Main – HRB 29391 |
| VAT-ID / Umsatzsteuer-Identifikationsnummer: | DE 811734719 |
| Supervisory Authority / Zuständige Aufsichtsbehörde | Bundesanstalt für Finanzdienstleistungsaufsicht Graurheindorfer Straße 108 53117 Bonn and Marie-Curie-Straße 24-28 60439 Frankfurt am Main |
* The funds are registered for public distribution in Germany and Austria only. / ** Die Fonds sind nur für den Vertrieb in Deutschland und Österreich zugelassen.
| Company Name: | Nomura Asset Management U.K. Limited |
| Address: | 1 Angel Lane London, EC4R 3AB United Kingdom |
| Company Number: | 01859421 |
| VAT Number: | GB447249235 |
| FCA Reference Number | 122703 |
| Name and Address of the Company / Firma & Firmensitz: | Nomura Investment Management Austria Kapitalanlage AG Kärntner Straße 28 1010 Wien |
| Phone / Telefonnummer: | +43 1 90400-0 |
| Email: | infovienna@nomura.com |
| Board / Vorstand: | Gerhard Aigner (CEO), Stefan Löwenthal, René Kreisl |
| Supervisory Board / Aufsichtsrat: | John Pickard (Chair / Vorsitzender) Frauke-Carola Weidermann (Deputy Chair / Stv. Vorsitzende) Reinhard Pinzer |
| Founding date / Gründungsdatum: | June 1998 |
| Commercial Register / Firmenbuch: | FN 171881 t Commercial Court Vienna |
| VAT-ID / UID: | ATU 45295808 |
| Licenses / Konzessionen: | UCITS Management Company with MiFID top up licenses for investment advisory and individual portfolio management / OGAW-Verwaltungsgesellschaft mit Zusatzberechtigung nach der MiFID für die Wertpapierberatung und individuelle Portfolioverwaltung |
| Supervisory Authority / Zuständige Aufsichtsbehörde: | Austrian Financial Market Authority (FMA) Otto-Wagner-Platz 5 1090 Wien |
| Name and Address of the Company | Nomura Investment Management Europe SA 10A boulevard Joseph II L-1840 Luxembourg |
| Phone: | +352 31 51 55 01 |
| Email: | namviadm@nomura.com |
| Board: | John Pickard Mike Kopfler Margaret Carey |
| Founding date: | 30 January 1998 |
| Commercial Register: | B62793 |
| LEI code | 222100BG2FQQTASJ7290 |
| VAT-ID: | LU17566467 |
| Licenses: | Investment firms |
| Supervisory Authority: | Commission de Surveillance du Secteur Financier Luxembourg L-2991 Luxembourg |
As part of the Nomura Group, we operate under a comprehensive global whistleblowing framework based on the Nomura Group Whistleblowing Policy and the Regulations on Management of Nomura Group Compliance processes. This process ensures consistent and effective handling of compliance concerns across all Nomura entities worldwide. Further information about our compliance framework can be found here.
Client Information - Complaints and Whistleblowing at Nomura International Management Europe S.A.
We are committed to handling all client complaints fairly, effectively, and promptly.
If you have any concerns or complaints regarding our investment services, you have the right to submit your complaint directly to our Complaints Manager. All complaints will be investigated thoroughly and handled in accordance with our internal procedures and regulatory requirements.
We also maintain procedures for reporting potential regulatory breaches or misconduct. If you wish to report any concerns regarding compliance matters, market abuse, or other regulatory issues, you may contact our Complaints Manager confidentially.
We take all complaints and reports seriously and are committed to resolving any issues in a fair and timely manner.